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10 steps to an IT governance disaster Title: 10 steps to an IT governance disaster
PermaLink: http://www.soxfirst.com/50226711/10_steps_to_an_it_governance_disaster.php

Filed in archive Compliance by leon on May 03, 2007

IT governance disasters are everywhere. IT projects run off the rails, a bank's ATMs might be taken out of service because of early release software obtained from a very pushy vendor, benefit...

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Lessons in email and document protection Title: Lessons in email and document protection
PermaLink: http://www.soxfirst.com/50226711/lessons_in_email_and_document_protection.php

Filed in archive Compliance by leon on May 03, 2007

In the lead-up to AMD's anti-trust case against Intel, the two firms are at it hammer and tongs, according to this news report.Lawyers tell me much of this case might well come down to emails...

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Taking the law to CSR and environment Title: Taking the law to CSR and environment
PermaLink: http://www.soxfirst.com/50226711/taking_the_law_to_csr_and_environment.php

Filed in archive Compliance by leon on April 25, 2007

In a world where more than 50 of the world's top economies are corporations, where Wal-Mart's GDP is bigger than Denmark's and where foot-loose capital and the rising power of...

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Execuholes, flufferpoint and other data analysis nightmares Title: Execuholes, flufferpoint and other data analysis nightmares
PermaLink: http://www.soxfirst.com/50226711/execuholes_flufferpoint_and_other_data_analysis_nightmares.php

Filed in archive Compliance by leon on April 13, 2007

Poring through charts and documents for compliance purposes can be absolutely mind-numbing. It's a language of its own. So the consultants JuiceAnalytics have come up with new buzzwords for data...

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An end to annual reports? Title: An end to annual reports?
PermaLink: http://www.soxfirst.com/50226711/an_end_to_annual_reports.php

Filed in archive Compliance by leon on April 11, 2007

Are annual reports on the way out?The Financial Times reports that HSBC'S annual report has grown to such a massive size that Britain's postal service, the Royal Mail, has had to limit the...

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Companies in the dark Title: Companies in the dark
PermaLink: http://www.soxfirst.com/50226711/companies_in_the_dark.php

Filed in archive Compliance by leon on April 04, 2007

Companies are still struggling to get their heads around important non-financial metrics like reputation risk, global competition, and increased scrutiny from the media and NGOs.A new Deloitte report...

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Interview with Axentis president Ted Frank Title: Interview with Axentis president Ted Frank
PermaLink: http://www.soxfirst.com/50226711/interview_with_axentis_president_ted_frank.php

Filed in archive Compliance by leon on March 14, 2007

The other day I had a chat with Axentis president Ted Frank.Axentis is regarded as one of the leading providers of governance, risk and compliance (GRC) management solutions.We talked about why...

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Google and taxes Title: Google and taxes
PermaLink: http://www.soxfirst.com/50226711/google_and_taxes.php

Filed in archive Compliance by leon on March 04, 2007

Google, the company with the informal corporate motto of "Don't be evil", has run into trouble with regulators about how it pays its taxes.Google has disclosed that the Securities and...

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Compliance spending heading north Title: Compliance spending heading north
PermaLink: http://www.soxfirst.com/50226711/compliance_spending_heading_north.php

Filed in archive Compliance by leon on February 24, 2007

Costs of complying with the 2002 Sarbanes-Oxley financial and accounting disclosure law are leveling off, but overall compliance costs are heading north, reports The Wall Street Journal.THE WSJ,...

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Why most document retention policies are useless Title: Why most document retention policies are useless
PermaLink: http://www.soxfirst.com/50226711/why_most_document_retention_policies_are_useless.php

Filed in archive Compliance by leon on January 03, 2007

For many business executives, the word "document" is still associated with paper. But with e-discovery now commonplace and new rules coming in for handling electronic documents during...

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Morgan Stanley's email woes continue Title: Morgan Stanley's email woes continue
PermaLink: http://www.soxfirst.com/50226711/morgan_stanleys_email_woes_continue.php

Filed in archive Compliance by leon on December 20, 2006

A definite pattern has emerged with what appears to be morgan stanley's cavalier attitude to emails.It looks like the brokerage might have to have to make payments to hundreds of investors in...

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Wall Street more likely to dodge compliance Title: Wall Street more likely to dodge compliance
PermaLink: http://www.soxfirst.com/50226711/wall_street_more_likely_to_dodge_compliance.php

Filed in archive Compliance by leon on November 13, 2006

Might be something in the water! Or is it just the regulations?Employees on Wall Street are much more aware of the regulatory compliance culture and electronic monitoring of their email than their...

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Push for disclosure on carbon emissions Title: Push for disclosure on carbon emissions
PermaLink: http://www.soxfirst.com/50226711/push_for_disclosure_on_carbon_emissions.php

Filed in archive Compliance by leon on October 29, 2006

Is this a sign of things to come worldwide?Green pressure groups in Britain are now pushing for a change in the listing rules which would require companies floating on the London Stock Exchange to...

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Afghanistan, Inc. Title: Afghanistan, Inc.
PermaLink: http://www.soxfirst.com/50226711/afghanistan_inc.php

Filed in archive Compliance by leon on October 12, 2006

Back in August, I did a blog entry on the court decision to set aside the conviction of contractor Custer Battles, the first corporate fraud case to emerge from mess that's Iraq.At the time, I...

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Trouble in store Title: Trouble in store
PermaLink: http://www.soxfirst.com/50226711/trouble_in_store.php

Filed in archive Compliance by leon on September 19, 2006

Here's some disturbing evidence from a study on compliance-readiness, or the lack of it.And with more companies going to court over employee email issues, or having their own emails subpoenaed,...

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War on guidance Title: War on guidance
PermaLink: http://www.soxfirst.com/50226711/war_on_guidance.php

Filed in archive Compliance by leon on August 01, 2006

The Business Roundtable Institute for Corporate Ethics and the CFA Centre for Financial Market Integrity have issued a joint report calling on companies to stop giving quarterly earnings...

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The SEC's brand of plain English Title: The SEC's brand of plain English
PermaLink: http://www.soxfirst.com/50226711/the_secs_brand_of_plain_english.php

Filed in archive Compliance by leon on July 18, 2006

Back in May, I blogged on how the Securities and Exchange Commission had turned itself into the grammar police in its campaign for plain English.But now it seems that the SEC only wants its own brand...

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Business of surveillance Title: Business of surveillance
PermaLink: http://www.soxfirst.com/50226711/business_of_surveillance.php

Filed in archive Compliance by leon on June 27, 2006

Last month I blogged on how US banks, Internet-service providers and other companies were joining the telcos in providing confidential information about their customers to security agencies. I also...

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Hiding behind annual reports Title: Hiding behind annual reports
PermaLink: http://www.soxfirst.com/50226711/hiding_behind_annual_reports.php

Filed in archive Compliance by leon on June 09, 2006

Here's a reason why annual reports are hard to read - the directors and managers might be trying to hide something.Those are the findings of a University of Michigan study.......

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Reading your email Title: Reading your email
PermaLink: http://www.soxfirst.com/50226711/reading_your_email.php

Filed in archive Compliance by leon on June 07, 2006

Think before you hit that "send" key.With emails now a compliance minefield, the big corporations in the US and Britain are now bringing in snoops to monitor and vet emails at the...

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