Whole Network Accounting boards of directors Compliance Ethics executive pay SOX strategy


Hiding behind annual reports Title: Hiding behind annual reports
PermaLink: http://www.soxfirst.com/50226711/hiding_behind_annual_reports.php

Filed in archive Compliance by leon on June 09, 2006

Here's a reason why annual reports are hard to read - the directors and managers might be trying to hide something.Those are the findings of a University of Michigan study.......

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Reading your email Title: Reading your email
PermaLink: http://www.soxfirst.com/50226711/reading_your_email.php

Filed in archive Compliance by leon on June 07, 2006

Think before you hit that "send" key.With emails now a compliance minefield, the big corporations in the US and Britain are now bringing in snoops to monitor and vet emails at the...

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Bugging Business Title: Bugging Business
PermaLink: http://www.soxfirst.com/50226711/bugging_business.php

Filed in archive Compliance by leon on May 22, 2006

Plenty of debate since the USA Today report earlier this month that the national security Agency was using data provided by AT&T, Verizon and BellSouth to collect phone call records of tens of...

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SEC's bad report card Title: SEC's bad report card
PermaLink: http://www.soxfirst.com/50226711/secs_bad_report_card.php

Filed in archive Compliance by leon on April 26, 2006

The irony is just too much. The Government Accountability Office has found that material weaknesses in the Securities and Exchange Commission's internal controls identified in an audit of the...

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Data protection: lessons from the Mafia Title: Data protection: lessons from the Mafia
PermaLink: http://www.soxfirst.com/50226711/data_protection_lessons_from_the_mafia.php

Filed in archive Compliance by leon on April 19, 2006

Just couldn't go past this funny story.Here's a lesson for businesses struggling to meet the demands of data protection under Sarbanes-Oxley. Be careful how you encrypt the stuff that needs...

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Is the boss spying on you? Title: Is the boss spying on you?
PermaLink: http://www.soxfirst.com/50226711/is_the_boss_spying_on_you.php

Filed in archive Compliance by leon on April 12, 2006

Employee monitoring is a fact. It's a trend happening the world over. Check this report from Japan, for instance, where more companies are putting in tracking software that, among other things,...

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Forecast Follies Title: Forecast Follies
PermaLink: http://www.soxfirst.com/50226711/forecast_follies.php

Filed in archive Compliance by leon on March 21, 2006

Last month, I blogged on the question of whether quarterly earnings forecasts were about transparency or whether they were just a fool's game that just encouraged appalling short-term-ism.Another...

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Sloppy email policies Title: Sloppy email policies
PermaLink: http://www.soxfirst.com/50226711/sloppy_email_policies.php

Filed in archive Compliance by leon on March 15, 2006

Merrill Lynch has been pinged $2.5 million for failing to promptly provide the Securities and Exchange Commission with e-mail messages that the regulators had been chasing for 16 months. According to...

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Corporate Cock-Ups Title: Corporate Cock-Ups
PermaLink: http://www.soxfirst.com/50226711/corporate_cockups.php

Filed in archive Compliance by leon on February 27, 2006

Welcome to Dumbsville.First, a red-faced H&R Block, which helps millions of people do their taxes, comes out with the embarrassing news that it messed up its own tax bill and that it owes another...

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Earnings Guidance: Transparency Or A Fool's Game? Title: Earnings Guidance: Transparency Or A Fool's Game?
PermaLink: http://www.soxfirst.com/50226711/earnings_guidance_transparency_or_a_fools_game.php

Filed in archive Compliance by leon on February 22, 2006

Last year, US Chamber of Commerce president and chief executive Thomas J. Donohue gave an address calling on all publicly traded companies to stop offering quarterly earnings guidance, saying these...

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Sarbanes-Oxley and Inside Jobs Title: Sarbanes-Oxley and Inside Jobs
PermaLink: http://www.soxfirst.com/50226711/sarbanesoxley_and_inside_jobs.php

Filed in archive Compliance by leon on February 15, 2006

IBM's Global Security Intelligence has warned that there will be a big shift in cybercrime this year. Along with mobile devices, instant messaging from botnets, blogging-led security leaks,...

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End Of Email? Title: End Of Email?
PermaLink: http://www.soxfirst.com/50226711/end_of_email.php

Filed in archive Compliance by leon on February 08, 2006

By Viagra!! With Yahoo and AOL planning a service that will charge businesses to send email , claiming the fee would help reduce fraudulent and spam email, Charles Kraeuter of Forbes has a...

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SOX 404: A Stack of Needles Title: SOX 404: A Stack of Needles
PermaLink: http://www.soxfirst.com/50226711/sox_404_a_stack_of_needles.php

Filed in archive Compliance by leon on January 23, 2006

Designing good systems for internal controls under Sarbanes-Oxley Section 404 has been compared to "finding a needle in a stack of needles".Hugh Taylor, vice president of marketing at SOA...

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Crystal ball gazing: a big year ahead for compliance and regulations. Title: Crystal ball gazing: a big year ahead for compliance and regulations.
PermaLink: http://www.soxfirst.com/50226711/crystal_ball_gazing_a_big_year_ahead_for_compliance_and_regulations.php

Filed in archive Compliance by leon on January 02, 2006

Expect the compliance treadmill is about to slow down? Think again. '06 and '07 are set to be big years for monitoring, record keeping and re-engineering of processes across businesses....

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The compliance treadmill. Title: The compliance treadmill.
PermaLink: http://www.soxfirst.com/50226711/the_compliance_treadmill.php

Filed in archive Compliance by leon on December 28, 2005

First the good news. It's a great time to be an accountant or an IT specialist. Florida-based Kforce Professional Staffing has released Salary & Employment Guides showing that there will be a...

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Regulatory and security tips for 2006 Title: Regulatory and security tips for 2006
PermaLink: http://www.soxfirst.com/50226711/regulatory_and_security_tips_for_2006.php

Filed in archive Compliance by leon on December 26, 2005

After years of struggling with Sarbanes-Oxley and other bits and pieces of regulation, CSOs say compliance is about to get worse. They predict regulation will be messier and complicated in 2006. The...

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SOX spending for 2006 Title: SOX spending for 2006
PermaLink: http://www.soxfirst.com/50226711/sox_spending_for_2006.php

Filed in archive Compliance by leon on November 30, 2005

The latest figures from AMR Research show that companies will spend $6 billion on Sarbanes-Oxley compliance in 2006. That's pretty pretty much in line with what was spent last year. Still, nobody...

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compliance cash burn Title: compliance cash burn
PermaLink: http://www.soxfirst.com/50226711/compliance_cash_burn.php

Filed in archive Compliance by leon on November 14, 2005

The costs of SOX compliance. Some businesses still say they are burning money. In the beginning, there was talk of it being an initial one-off cost, but the latest from AMR Research says compliance...

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Email retention: the legal Chernobyl Title: Email retention: the legal Chernobyl
PermaLink: http://www.soxfirst.com/50226711/email_retention_the_legal_chernobyl.php

Filed in archive Compliance by leon on November 11, 2005

One of the most striking features in corporate scandals in recent years is the role of email. When Morgan Stanley was ordered earlier this year to pay $1.45 billion to billionaire financier Ronald...

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